Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MCLAUGHLIN, PHILIP THOMAS
Chinese Name of Relevant Individual
HKMA Registration Number
AH9417
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jun 2024 - 17 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
14 Jun 2024 - 17 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
14 Jun 2024 - 17 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Mar 2019 - 07 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
06 Mar 2019 - 07 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
06 Mar 2019 - 07 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Sep 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
21 Sep 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MCLAUGHLIN, PHILIP THOMAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9417
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9417
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Jun 2024 - 17 Jun 2024
No
AH9417
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Jun 2024 - 17 Jun 2024
No
AH9417
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
14 Jun 2024 - 17 Jun 2024
No
AH9417
ROYAL BANK OF CANADA
Type 1: dealing in securities
06 Mar 2019 - 07 Mar 2019
No
AH9417
ROYAL BANK OF CANADA
Type 4: advising on securities
06 Mar 2019 - 07 Mar 2019
No
AH9417
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
06 Mar 2019 - 07 Mar 2019
No
AH9417
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Sep 2018
No
AH9417
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
21 Sep 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.