Register of Securities Staff of AIs

Last updated on 18/06/2026
< SEARCH AGAIN
Name of Relevant Individual
TANG, ARTHUR HO YAN
Chinese Name of Relevant Individual

鄧浩恩
HKMA Registration Number
AH9425
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Sep 2018
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Registered Institution
UBS AG
Regulated Activity
Type 4: advising on securities
First date of engagement
01 Jul 2020
Is an Executive Officer? (Yes / No)
No
Capacity
CLIENT ADVISOR WM
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
TANG, ARTHUR HO YAN
:
Chinese Name of Relevant Individual
鄧浩恩
:
HKMA Registration Number
AH9425
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
UBS AG
Type 1: dealing in securities
22 Sep 2018
No
CLIENT ADVISOR WM
UBS AG
Type 4: advising on securities
01 Jul 2020
No
CLIENT ADVISOR WM