Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOI, SEO YEON
Chinese Name of Relevant Individual
崔書連
HKMA Registration Number
AH9433
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2021 - 09 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2021 - 09 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Mar 2021 - 09 Jun 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Sep 2018 - 20 Jan 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANCO SANTANDER, S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
22 Sep 2018 - 20 Jan 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOI, SEO YEON
:
Chinese Name of Relevant Individual
崔書連
:
HKMA Registration Number
AH9433
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Mar 2021 - 09 Jun 2023
No
AH9433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Mar 2021 - 09 Jun 2023
No
AH9433
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 6: advising on corporate finance
12 Mar 2021 - 09 Jun 2023
No
AH9433
BANCO SANTANDER, S.A.
Type 1: dealing in securities
22 Sep 2018 - 20 Jan 2021
No
AH9433
BANCO SANTANDER, S.A.
Type 4: advising on securities
22 Sep 2018 - 20 Jan 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
