Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAM, CHUN
Chinese Name of Relevant Individual
林俊
HKMA Registration Number
AH9462
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Jan 2025 - 29 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
21 Jan 2025 - 29 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2022 - 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 May 2022 - 09 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2018 - 24 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Sep 2018 - 24 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAM, CHUN
:
Chinese Name of Relevant Individual
林俊
:
HKMA Registration Number
AH9462
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9462
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
21 Jan 2025 - 29 Oct 2025
No
AH9462
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
21 Jan 2025 - 29 Oct 2025
No
AH9462
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
28 May 2022 - 09 Oct 2024
No
AH9462
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
28 May 2022 - 09 Oct 2024
No
AH9462
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
19 Oct 2018 - 24 Feb 2019
No
AH9462
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
28 Sep 2018 - 24 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.