Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, SAMANTHA SUM YIN
Chinese Name of Relevant Individual
李心妍
HKMA Registration Number
AH9483
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Aug 2021 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Aug 2021 - 31 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Oct 2018 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
02 Oct 2018 - 30 Jul 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, SAMANTHA SUM YIN
:
Chinese Name of Relevant Individual
李心妍
:
HKMA Registration Number
AH9483
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9483
BANQUE PICTET & CIE SA
Type 1: dealing in securities
01 Aug 2021 - 31 Jan 2023
No
AH9483
BANQUE PICTET & CIE SA
Type 4: advising on securities
01 Aug 2021 - 31 Jan 2023
No
AH9483
PICTET & CIE (EUROPE) S.A.
Type 1: dealing in securities
02 Oct 2018 - 30 Jul 2021
No
AH9483
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
02 Oct 2018 - 30 Jul 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.