Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHANG, CHUCHEN
Chinese Name of Relevant Individual
張楚晨
HKMA Registration Number
AH9500
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2020 - 24 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2020 - 24 Jul 2024
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Sep 2019 - 19 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 4: advising on securities
Effective Period
30 Sep 2019 - 19 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMERZBANK AG
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Oct 2018 - 31 Jul 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHANG, CHUCHEN
:
Chinese Name of Relevant Individual
張楚晨
:
HKMA Registration Number
AH9500
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9500
SOCIETE GENERALE
Type 1: dealing in securities
20 Nov 2020 - 24 Jul 2024
Yes
AH9500
SOCIETE GENERALE
Type 4: advising on securities
20 Nov 2020 - 24 Jul 2024
Yes
AH9500
SOCIETE GENERALE
Type 1: dealing in securities
30 Sep 2019 - 19 Nov 2020
No
AH9500
SOCIETE GENERALE
Type 4: advising on securities
30 Sep 2019 - 19 Nov 2020
No
AH9500
COMMERZBANK AG
Type 1: dealing in securities
03 Oct 2018 - 31 Jul 2019
No
AH9500
COMMERZBANK AG
Type 4: advising on securities
03 Oct 2018 - 31 Jul 2019
No
AH9500
COMMERZBANK AG
Type 6: advising on corporate finance
03 Oct 2018 - 31 Jul 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.