Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHU, YUNZE
Chinese Name of Relevant Individual
朱鋆澤
HKMA Registration Number
AH9501
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Aug 2019 - 14 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
30 Aug 2019 - 14 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 9: asset management
Effective Period
02 Nov 2018 - 22 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Oct 2018 - 22 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Oct 2018 - 22 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHU, YUNZE
:
Chinese Name of Relevant Individual
朱鋆澤
:
HKMA Registration Number
AH9501
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9501
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
30 Aug 2019 - 14 Dec 2025
No
AH9501
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
30 Aug 2019 - 14 Dec 2025
No
AH9501
CHONG HING BANK LIMITED
Type 9: asset management
02 Nov 2018 - 22 Jun 2019
No
AH9501
CHONG HING BANK LIMITED
Type 1: dealing in securities
03 Oct 2018 - 22 Jun 2019
No
AH9501
CHONG HING BANK LIMITED
Type 4: advising on securities
03 Oct 2018 - 22 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.