Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KO, HIN CHING JUSTIN
Chinese Name of Relevant Individual
柯憲政
HKMA Registration Number
AH9539
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
28 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
28 Sep 2024
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 28 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 28 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2022 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2022 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Mar 2022 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Mar 2022 - 01 Sep 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2021 - 20 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2021 - 20 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
10 Aug 2021 - 20 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2020 - 23 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2020 - 23 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Oct 2019 - 06 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Oct 2019 - 06 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Oct 2018 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Oct 2018 - 01 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 15
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KO, HIN CHING JUSTIN
:
Chinese Name of Relevant Individual
柯憲政
:
HKMA Registration Number
AH9539
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
28 Sep 2024
No
INVESTMENT ADVISORY
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
28 Sep 2024
No
INVESTMENT ADVISORY
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9539
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 28 Sep 2024
No
AH9539
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 28 Sep 2024
No
AH9539
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
25 Mar 2022 - 01 Sep 2024
No
AH9539
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
25 Mar 2022 - 01 Sep 2024
No
AH9539
CITIBANK, N.A.
Type 1: dealing in securities
25 Mar 2022 - 01 Sep 2024
No
AH9539
CITIBANK, N.A.
Type 4: advising on securities
25 Mar 2022 - 01 Sep 2024
No
AH9539
HANG SENG BANK, LIMITED
Type 1: dealing in securities
10 Aug 2021 - 20 Jan 2022
No
AH9539
HANG SENG BANK, LIMITED
Type 4: advising on securities
10 Aug 2021 - 20 Jan 2022
No
AH9539
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
10 Aug 2021 - 20 Jan 2022
No
AH9539
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Oct 2020 - 23 May 2021
No
AH9539
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Oct 2020 - 23 May 2021
No
AH9539
CHONG HING BANK LIMITED
Type 1: dealing in securities
19 Oct 2019 - 06 Aug 2020
No
AH9539
CHONG HING BANK LIMITED
Type 4: advising on securities
19 Oct 2019 - 06 Aug 2020
No
AH9539
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Oct 2018 - 01 Sep 2019
No
AH9539
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Oct 2018 - 01 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.