Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
FUNG, PUI YU
Chinese Name of Relevant Individual
馮珮瑜
HKMA Registration Number
AH9575
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
29 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, CITICDIAMOND
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
29 Jul 2023
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGEMENT, CITICDIAMOND
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 29 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 29 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2023 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 May 2023 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
09 May 2023 - 02 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Mar 2022 - 05 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Mar 2022 - 05 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Oct 2021 - 27 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Oct 2021 - 27 Dec 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2020 - 17 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jan 2020 - 17 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jan 2020 - 17 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
10 Oct 2018 - 31 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-14 of 14
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
FUNG, PUI YU
:
Chinese Name of Relevant Individual
馮珮瑜
:
HKMA Registration Number
AH9575
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
29 Jul 2023
No
RELATIONSHIP MANAGEMENT, CITICDIAMOND
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
29 Jul 2023
No
RELATIONSHIP MANAGEMENT, CITICDIAMOND
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9575
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 29 Jul 2023
No
AH9575
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 29 Jul 2023
No
AH9575
HANG SENG BANK, LIMITED
Type 1: dealing in securities
09 May 2023 - 02 Jul 2023
No
AH9575
HANG SENG BANK, LIMITED
Type 4: advising on securities
09 May 2023 - 02 Jul 2023
No
AH9575
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
09 May 2023 - 02 Jul 2023
No
AH9575
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Mar 2022 - 05 Mar 2023
No
AH9575
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Mar 2022 - 05 Mar 2023
No
AH9575
DAH SING BANK, LIMITED
Type 1: dealing in securities
28 Oct 2021 - 27 Dec 2021
No
AH9575
DAH SING BANK, LIMITED
Type 4: advising on securities
28 Oct 2021 - 27 Dec 2021
No
AH9575
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jan 2020 - 17 Aug 2021
No
AH9575
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jan 2020 - 17 Aug 2021
No
AH9575
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jan 2020 - 17 Aug 2021
No
AH9575
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
10 Oct 2018 - 31 Oct 2018
No
AH9575
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
10 Oct 2018 - 31 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.