Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
NG, SING CHUN
Chinese Name of Relevant Individual
吳聲駿
HKMA Registration Number
AH9600
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Aug 2023 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Aug 2023 - 04 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2023 - 09 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Sep 2022 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Sep 2022 - 24 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Oct 2018 - 31 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Oct 2018 - 31 Aug 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
NG, SING CHUN
:
Chinese Name of Relevant Individual
吳聲駿
:
HKMA Registration Number
AH9600
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9600
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
10 Aug 2023 - 04 Oct 2024
No
AH9600
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
10 Aug 2023 - 04 Oct 2024
No
AH9600
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
09 May 2023 - 09 Jul 2023
No
AH9600
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Sep 2022 - 24 Mar 2023
No
AH9600
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Sep 2022 - 24 Mar 2023
No
AH9600
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
12 Oct 2018 - 31 Aug 2022
No
AH9600
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
12 Oct 2018 - 31 Aug 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.