Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HUI, HAIPING
Chinese Name of Relevant Individual
惠海平
HKMA Registration Number
AH9690
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jul 2019 - 14 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jul 2019 - 14 Dec 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 May 2019 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
COMMONWEALTH BANK OF AUSTRALIA
Regulated Activity
Type 4: advising on securities
Effective Period
03 May 2019 - 21 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Oct 2018 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MINSHENG BANKING CORP., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Oct 2018 - 21 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HUI, HAIPING
:
Chinese Name of Relevant Individual
惠海平
:
HKMA Registration Number
AH9690
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9690
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
27 Jul 2019 - 14 Dec 2020
No
AH9690
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
27 Jul 2019 - 14 Dec 2020
No
AH9690
COMMONWEALTH BANK OF AUSTRALIA
Type 1: dealing in securities
03 May 2019 - 21 Jul 2019
No
AH9690
COMMONWEALTH BANK OF AUSTRALIA
Type 4: advising on securities
03 May 2019 - 21 Jul 2019
No
AH9690
CHINA MINSHENG BANKING CORP., LTD.
Type 1: dealing in securities
18 Oct 2018 - 21 Jan 2019
No
AH9690
CHINA MINSHENG BANKING CORP., LTD.
Type 4: advising on securities
18 Oct 2018 - 21 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.