Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HAUSER, RUDOLF
Chinese Name of Relevant Individual
HKMA Registration Number
AH9710
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Apr 2026 - 28 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
29 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
28 Feb 2025 - 06 Mar 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2024 - 20 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANQUE PICTET & CIE SA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Mar 2023 - 08 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
18 Jun 2019 - 21 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
PICTET & CIE (EUROPE) S.A.
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2018 - 26 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HAUSER, RUDOLF
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9710
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9710
BANQUE PICTET & CIE SA
Type 4: advising on securities
24 Apr 2026 - 28 Apr 2026
No
AH9710
BANQUE PICTET & CIE SA
Type 4: advising on securities
29 Jan 2026
No
AH9710
BANQUE PICTET & CIE SA
Type 4: advising on securities
28 Feb 2025 - 06 Mar 2025
No
AH9710
BANQUE PICTET & CIE SA
Type 4: advising on securities
17 Apr 2024 - 20 Apr 2024
No
AH9710
BANQUE PICTET & CIE SA
Type 4: advising on securities
03 Mar 2023 - 08 Mar 2023
No
AH9710
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
18 Jun 2019 - 21 Jun 2019
No
AH9710
PICTET & CIE (EUROPE) S.A.
Type 4: advising on securities
20 Oct 2018 - 26 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.