Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YIP, YAN YUNG
Chinese Name of Relevant Individual
葉殷榕
HKMA Registration Number
AH9726
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
MOX BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Feb 2024 - 30 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2020 - 09 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jan 2020 - 09 May 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Mar 2019 - 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Mar 2019 - 02 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Oct 2018 - 28 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Oct 2018 - 28 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YIP, YAN YUNG
:
Chinese Name of Relevant Individual
葉殷榕
:
HKMA Registration Number
AH9726
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9726
MOX BANK LIMITED
Type 1: dealing in securities
23 Feb 2024 - 30 Dec 2025
No
AH9726
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
04 Jan 2020 - 09 May 2021
No
AH9726
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
04 Jan 2020 - 09 May 2021
No
AH9726
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Mar 2019 - 02 Oct 2019
No
AH9726
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Mar 2019 - 02 Oct 2019
No
AH9726
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Oct 2018 - 28 Nov 2018
No
AH9726
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Oct 2018 - 28 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.