Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LIN, LOK MAN
Chinese Name of Relevant Individual
連樂民
HKMA Registration Number
AH9735
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Mar 2026 - 13 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jan 2026 - 14 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jan 2026 - 14 Jan 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2025 - 24 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
21 Nov 2025 - 24 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Jun 2025 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
23 Jun 2025 - 24 Jun 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2025 - 25 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2025 - 25 Feb 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Nov 2024 - 27 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
26 Nov 2024 - 27 Nov 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Mar 2024 - 13 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
11 Mar 2024 - 13 Mar 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Aug 2023 - 15 Aug 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 18
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LIN, LOK MAN
:
Chinese Name of Relevant Individual
連樂民
:
HKMA Registration Number
AH9735
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Mar 2026 - 13 Mar 2026
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
12 Mar 2026 - 13 Mar 2026
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Jan 2026 - 14 Jan 2026
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
12 Jan 2026 - 14 Jan 2026
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
21 Nov 2025 - 24 Nov 2025
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
21 Nov 2025 - 24 Nov 2025
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
23 Jun 2025 - 24 Jun 2025
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
23 Jun 2025 - 24 Jun 2025
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Feb 2025 - 25 Feb 2025
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
24 Feb 2025 - 25 Feb 2025
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 Nov 2024 - 27 Nov 2024
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
26 Nov 2024 - 27 Nov 2024
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
11 Mar 2024 - 13 Mar 2024
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
11 Mar 2024 - 13 Mar 2024
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
14 Aug 2023 - 15 Aug 2023
No
AH9735
ROYAL BANK OF CANADA
Type 4: advising on securities
14 Aug 2023 - 15 Aug 2023
No
AH9735
ROYAL BANK OF CANADA
Type 2: dealing in futures contracts
13 Jul 2020 - 14 Apr 2022
No
AH9735
ROYAL BANK OF CANADA
Type 1: dealing in securities
22 Oct 2018 - 14 Apr 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.