Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MAYNARD, IAN ROBERT
Chinese Name of Relevant Individual
HKMA Registration Number
AH9764
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Sep 2019 - 06 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2019 - 07 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Mar 2019 - 22 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2019 - 10 Jan 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
UBS AG
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2018 - 02 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MAYNARD, IAN ROBERT
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9764
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9764
UBS AG
Type 1: dealing in securities
02 Sep 2019 - 06 Sep 2019
No
AH9764
UBS AG
Type 1: dealing in securities
04 Jun 2019 - 07 Jun 2019
No
AH9764
UBS AG
Type 1: dealing in securities
15 Mar 2019 - 22 Mar 2019
No
AH9764
UBS AG
Type 1: dealing in securities
08 Jan 2019 - 10 Jan 2019
No
AH9764
UBS AG
Type 1: dealing in securities
24 Oct 2018 - 02 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.