Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
GURRY, JAMES FREDERICK
Chinese Name of Relevant Individual
HKMA Registration Number
AH9793
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
09 Jul 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
01 Mar 2019 - 08 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2018 - 26 Oct 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
GURRY, JAMES FREDERICK
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9793
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9793
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
09 Jul 2019
No
AH9793
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
01 Mar 2019 - 08 Mar 2019
No
AH9793
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 4: advising on securities
25 Oct 2018 - 26 Oct 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.