Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MICHAEL, NICHOLAS
Chinese Name of Relevant Individual
HKMA Registration Number
AH9803
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Mar 2020 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HSBC BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
05 Mar 2020 - 29 Jun 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 30 Dec 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 30 Dec 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MICHAEL, NICHOLAS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9803
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9803
HSBC BANK PLC
Type 1: dealing in securities
05 Mar 2020 - 29 Jun 2022
No
AH9803
HSBC BANK PLC
Type 4: advising on securities
05 Mar 2020 - 29 Jun 2022
No
AH9803
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
26 Oct 2018 - 30 Dec 2019
No
AH9803
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
26 Oct 2018 - 30 Dec 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.