Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
OR, CHING YAU
Chinese Name of Relevant Individual
柯清油
HKMA Registration Number
AH9811
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Apr 2021 - 04 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
28 Apr 2021 - 04 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 15 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 15 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
26 Oct 2018 - 15 Mar 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
26 Oct 2018 - 15 Mar 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
OR, CHING YAU
:
Chinese Name of Relevant Individual
柯清油
:
HKMA Registration Number
AH9811
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9811
CREDIT SUISSE AG
Type 1: dealing in securities
28 Apr 2021 - 04 Apr 2023
No
AH9811
CREDIT SUISSE AG
Type 4: advising on securities
28 Apr 2021 - 04 Apr 2023
No
AH9811
CITIBANK, N.A.
Type 1: dealing in securities
26 Oct 2018 - 15 Mar 2021
No
AH9811
CITIBANK, N.A.
Type 4: advising on securities
26 Oct 2018 - 15 Mar 2021
No
AH9811
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
26 Oct 2018 - 15 Mar 2021
No
AH9811
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
26 Oct 2018 - 15 Mar 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.