Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
CAO, YONG
Chinese Name of Relevant Individual

曹永
HKMA Registration Number
AH9817
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
03 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF OFFSHORE CHINA CORPORATE SALES
Remarks
Registered Institution
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
03 May 2019
Is an Executive Officer? (Yes / No)
No
Capacity
HEAD OF OFFSHORE CHINA CORPORATE SALES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
CAO, YONG
:
Chinese Name of Relevant Individual
曹永
:
HKMA Registration Number
AH9817
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 1: dealing in securities
03 May 2019
No
HEAD OF OFFSHORE CHINA CORPORATE SALES
AUSTRALIA AND NEW ZEALAND BANKING GROUP LIMITED
Type 4: advising on securities
03 May 2019
No
HEAD OF OFFSHORE CHINA CORPORATE SALES