Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WANG, LEI
Chinese Name of Relevant Individual
王磊
HKMA Registration Number
AH9831
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Oct 2024 - 25 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HUA XIA BANK CO., LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Oct 2024 - 25 Mar 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Oct 2018 - 28 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Oct 2018 - 28 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA LIMITED
Regulated Activity
Type 6: advising on corporate finance
Effective Period
27 Oct 2018 - 28 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-5 of 5
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WANG, LEI
:
Chinese Name of Relevant Individual
王磊
:
HKMA Registration Number
AH9831
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9831
HUA XIA BANK CO., LIMITED
Type 1: dealing in securities
17 Oct 2024 - 25 Mar 2026
No
AH9831
HUA XIA BANK CO., LIMITED
Type 4: advising on securities
17 Oct 2024 - 25 Mar 2026
No
AH9831
BANK OF CHINA LIMITED
Type 1: dealing in securities
27 Oct 2018 - 28 May 2020
No
AH9831
BANK OF CHINA LIMITED
Type 4: advising on securities
27 Oct 2018 - 28 May 2020
No
AH9831
BANK OF CHINA LIMITED
Type 6: advising on corporate finance
27 Oct 2018 - 28 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.