Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAU, KA LOK JOHN
Chinese Name of Relevant Individual

劉家洛
HKMA Registration Number
AH9851
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
22 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES RELATIONSHIP MANAGER
Remarks
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
22 Feb 2023
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURES RELATIONSHIP MANAGER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAU, KA LOK JOHN
:
Chinese Name of Relevant Individual
劉家洛
:
HKMA Registration Number
AH9851
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
22 Feb 2023
No
TREASURES RELATIONSHIP MANAGER
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
22 Feb 2023
No
TREASURES RELATIONSHIP MANAGER