Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
XU, JIALE
Chinese Name of Relevant Individual
徐佳樂
HKMA Registration Number
AH9867
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 Oct 2025
Is an Executive Officer? (Yes / No)
No
Capacity
RELATIONSHIP MANAGER, CONSUMER FINANCIAL SERVICES
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
OCBC BANK (HONG KONG) LIMITED
SFC CE number
AAC083
Business Address
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 04 Oct 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Apr 2024 - 09 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Apr 2024 - 09 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Oct 2022 - 08 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA EVERBRIGHT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
25 Oct 2022 - 08 Feb 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2021 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2021 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Sep 2021 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
09 Sep 2021 - 01 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2018 - 13 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2018 - 13 Aug 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
XU, JIALE
:
Chinese Name of Relevant Individual
徐佳樂
:
HKMA Registration Number
AH9867
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
04 Oct 2025
No
RELATIONSHIP MANAGER, CONSUMER FINANCIAL SERVICES
Name of Registered Institution
SFC CE number
Business Address
OCBC BANK (HONG KONG) LIMITED
AAC083
OCBC CENTRE, 161 QUEEN'S ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9867
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
Since 04 Oct 2025
No
AH9867
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
06 Apr 2024 - 09 Aug 2025
No
AH9867
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
06 Apr 2024 - 09 Aug 2025
No
AH9867
CHINA EVERBRIGHT BANK CO., LTD.
Type 1: dealing in securities
25 Oct 2022 - 08 Feb 2024
No
AH9867
CHINA EVERBRIGHT BANK CO., LTD.
Type 4: advising on securities
25 Oct 2022 - 08 Feb 2024
No
AH9867
CITIBANK, N.A.
Type 1: dealing in securities
09 Sep 2021 - 01 Aug 2022
No
AH9867
CITIBANK, N.A.
Type 4: advising on securities
09 Sep 2021 - 01 Aug 2022
No
AH9867
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
09 Sep 2021 - 01 Aug 2022
No
AH9867
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
09 Sep 2021 - 01 Aug 2022
No
AH9867
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
31 Oct 2018 - 13 Aug 2021
No
AH9867
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
31 Oct 2018 - 13 Aug 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.