Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUNG, LOK SUM
Chinese Name of Relevant Individual
容樂森
HKMA Registration Number
AH9868
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Nov 2021 - 12 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
06 Nov 2021 - 12 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Dec 2019 - 04 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
05 Dec 2019 - 04 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Aug 2019 - 23 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
03 Aug 2019 - 23 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
31 Oct 2018 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
31 Oct 2018 - 30 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUNG, LOK SUM
:
Chinese Name of Relevant Individual
容樂森
:
HKMA Registration Number
AH9868
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9868
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
06 Nov 2021 - 12 Feb 2022
No
AH9868
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
06 Nov 2021 - 12 Feb 2022
No
AH9868
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
05 Dec 2019 - 04 Oct 2021
No
AH9868
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
05 Dec 2019 - 04 Oct 2021
No
AH9868
DAH SING BANK, LIMITED
Type 1: dealing in securities
03 Aug 2019 - 23 Sep 2019
No
AH9868
DAH SING BANK, LIMITED
Type 4: advising on securities
03 Aug 2019 - 23 Sep 2019
No
AH9868
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
31 Oct 2018 - 30 Jun 2019
No
AH9868
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
31 Oct 2018 - 30 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.