Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
KASHYAP, KRITIKA
Chinese Name of Relevant Individual
HKMA Registration Number
AH9962
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Sep 2019 - 22 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2019 - 06 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
08 Feb 2019 - 15 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BARCLAYS BANK PLC
Regulated Activity
Type 4: advising on securities
Effective Period
09 Nov 2018 - 16 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
KASHYAP, KRITIKA
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9962
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9962
BARCLAYS BANK PLC
Type 4: advising on securities
16 Sep 2019 - 22 Sep 2019
No
AH9962
BARCLAYS BANK PLC
Type 4: advising on securities
03 Jun 2019 - 06 Jun 2019
No
AH9962
BARCLAYS BANK PLC
Type 4: advising on securities
08 Feb 2019 - 15 Feb 2019
No
AH9962
BARCLAYS BANK PLC
Type 4: advising on securities
09 Nov 2018 - 16 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.