Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
MILLER, SEAN THOMAS WATSON
Chinese Name of Relevant Individual
HKMA Registration Number
AH9972
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
03 Jun 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
03 Jun 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
03 Jun 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
26 May 2025 - 27 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
26 May 2025 - 27 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
26 May 2025 - 27 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Dec 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Dec 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Dec 2024 - 03 Dec 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Nov 2018 - 16 Nov 2018
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
12 Nov 2018 - 16 Nov 2018
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
MILLER, SEAN THOMAS WATSON
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AH9972
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9972
ROYAL BANK OF CANADA
Type 1: dealing in securities
03 Jun 2026 - 05 Jun 2026
No
AH9972
ROYAL BANK OF CANADA
Type 4: advising on securities
03 Jun 2026 - 05 Jun 2026
No
AH9972
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
03 Jun 2026 - 05 Jun 2026
No
AH9972
ROYAL BANK OF CANADA
Type 1: dealing in securities
26 May 2025 - 27 May 2025
No
AH9972
ROYAL BANK OF CANADA
Type 4: advising on securities
26 May 2025 - 27 May 2025
No
AH9972
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
26 May 2025 - 27 May 2025
No
AH9972
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Dec 2024 - 03 Dec 2024
No
AH9972
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Dec 2024 - 03 Dec 2024
No
AH9972
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
02 Dec 2024 - 03 Dec 2024
No
AH9972
ROYAL BANK OF CANADA
Type 1: dealing in securities
12 Nov 2018 - 16 Nov 2018
No
AH9972
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
12 Nov 2018 - 16 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.