Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, IONG YANG
Chinese Name of Relevant Individual
陳龍陽
HKMA Registration Number
AH9989
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
First date of engagement
05 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II
Remarks
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
First date of engagement
05 Nov 2021
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
SFC CE number
AAJ165
Business Address
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
Since 05 Nov 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Jan 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Jan 2020 - 26 Sep 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
12 Dec 2018 - 28 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Nov 2018 - 28 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Nov 2018 - 28 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, IONG YANG
:
Chinese Name of Relevant Individual
陳龍陽
:
HKMA Registration Number
AH9989
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
05 Nov 2021
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
05 Nov 2021
No
ASSISTANT VICE PRESIDENT, RELATIONSHIP MANAGEMENT II
Name of Registered Institution
SFC CE number
Business Address
BANK OF EAST ASIA, LIMITED (THE)
AAJ165
BANK OF EAST ASIA BUILDING, 10 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9989
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
Since 05 Nov 2021
No
AH9989
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
Since 05 Nov 2021
No
AH9989
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
07 Jan 2020 - 26 Sep 2021
No
AH9989
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
07 Jan 2020 - 26 Sep 2021
No
AH9989
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
12 Dec 2018 - 28 Oct 2019
No
AH9989
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Nov 2018 - 28 Oct 2019
No
AH9989
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Nov 2018 - 28 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
