Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
SUEN, CHI KUEN
Chinese Name of Relevant Individual
孫智權
HKMA Registration Number
AH9999
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OCBC BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jan 2024 - 14 Apr 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2022 - 16 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
15 Oct 2022 - 16 Apr 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Apr 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Apr 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
19 Apr 2021 - 26 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Jul 2020 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
17 Jul 2020 - 30 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2018 - 14 Jun 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2018 - 14 Jun 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-10 of 10
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
SUEN, CHI KUEN
:
Chinese Name of Relevant Individual
孫智權
:
HKMA Registration Number
AH9999
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AH9999
OCBC BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Jan 2024 - 14 Apr 2024
No
AH9999
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
15 Oct 2022 - 16 Apr 2023
No
AH9999
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
15 Oct 2022 - 16 Apr 2023
No
AH9999
HANG SENG BANK, LIMITED
Type 1: dealing in securities
19 Apr 2021 - 26 Aug 2022
No
AH9999
HANG SENG BANK, LIMITED
Type 4: advising on securities
19 Apr 2021 - 26 Aug 2022
No
AH9999
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
19 Apr 2021 - 26 Aug 2022
No
AH9999
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
17 Jul 2020 - 30 Aug 2020
No
AH9999
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
17 Jul 2020 - 30 Aug 2020
No
AH9999
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 1: dealing in securities
14 Nov 2018 - 14 Jun 2020
No
AH9999
INDUSTRIAL AND COMMERCIAL BANK OF CHINA (ASIA) LIMITED
Type 4: advising on securities
14 Nov 2018 - 14 Jun 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.