Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHOW, THEERAPHONG
Chinese Name of Relevant Individual
周漢傑
HKMA Registration Number
AI0005
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Mar 2021 - 27 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
10 Mar 2021 - 27 Jan 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Nov 2018 - 04 Feb 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Nov 2018 - 04 Feb 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHOW, THEERAPHONG
:
Chinese Name of Relevant Individual
周漢傑
:
HKMA Registration Number
AI0005
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0005
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
10 Mar 2021 - 27 Jan 2022
No
AI0005
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
10 Mar 2021 - 27 Jan 2022
No
AI0005
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
14 Nov 2018 - 04 Feb 2019
No
AI0005
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
14 Nov 2018 - 04 Feb 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.