Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WONG, JUN
Chinese Name of Relevant Individual
黃俊
HKMA Registration Number
AI0029
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
14 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY
Remarks
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
14 Mar 2023
Is an Executive Officer? (Yes / No)
No
Capacity
INVESTMENT ADVISORY
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
SFC CE number
AAF138
Business Address
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 14 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CITIC BANK INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 14 Mar 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2019 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2019 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Oct 2019 - 19 Feb 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2018 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
FUBON BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2018 - 25 Aug 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WONG, JUN
:
Chinese Name of Relevant Individual
黃俊
:
HKMA Registration Number
AI0029
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
14 Mar 2023
No
INVESTMENT ADVISORY
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
14 Mar 2023
No
INVESTMENT ADVISORY
Name of Registered Institution
SFC CE number
Business Address
CHINA CITIC BANK INTERNATIONAL LIMITED
AAF138
61-65, DES VOEUX ROAD CENTRAL, HONG KONG
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0029
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 1: dealing in securities
Since 14 Mar 2023
No
AI0029
CHINA CITIC BANK INTERNATIONAL LIMITED
Type 4: advising on securities
Since 14 Mar 2023
No
AI0029
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Oct 2019 - 19 Feb 2023
No
AI0029
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Oct 2019 - 19 Feb 2023
No
AI0029
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Oct 2019 - 19 Feb 2023
No
AI0029
FUBON BANK (HONG KONG) LIMITED
Type 1: dealing in securities
16 Nov 2018 - 25 Aug 2019
No
AI0029
FUBON BANK (HONG KONG) LIMITED
Type 4: advising on securities
16 Nov 2018 - 25 Aug 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.