Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
WU, WAN RU
Chinese Name of Relevant Individual
吳宛儒
HKMA Registration Number
AI0031
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 9: asset management
Effective Period
27 Aug 2025 - 13 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Jun 2023 - 13 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TAISHIN INTERNATIONAL BANK CO., LTD
Regulated Activity
Type 4: advising on securities
Effective Period
27 Jun 2023 - 13 Dec 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2022 - 14 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CATHAY UNITED BANK COMPANY, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
09 Apr 2022 - 14 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 1: dealing in securities
Effective Period
16 Nov 2018 - 13 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK SINOPAC
Regulated Activity
Type 4: advising on securities
Effective Period
16 Nov 2018 - 13 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
WU, WAN RU
:
Chinese Name of Relevant Individual
吳宛儒
:
HKMA Registration Number
AI0031
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0031
TAISHIN INTERNATIONAL BANK CO., LTD
Type 9: asset management
27 Aug 2025 - 13 Dec 2025
No
AI0031
TAISHIN INTERNATIONAL BANK CO., LTD
Type 1: dealing in securities
27 Jun 2023 - 13 Dec 2025
No
AI0031
TAISHIN INTERNATIONAL BANK CO., LTD
Type 4: advising on securities
27 Jun 2023 - 13 Dec 2025
No
AI0031
CATHAY UNITED BANK COMPANY, LIMITED
Type 4: advising on securities
07 Dec 2022 - 14 May 2023
No
AI0031
CATHAY UNITED BANK COMPANY, LIMITED
Type 1: dealing in securities
09 Apr 2022 - 14 May 2023
No
AI0031
BANK SINOPAC
Type 1: dealing in securities
16 Nov 2018 - 13 Feb 2022
No
AI0031
BANK SINOPAC
Type 4: advising on securities
16 Nov 2018 - 13 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.