Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LONG, LYDIA SOONG LENG
Chinese Name of Relevant Individual
HKMA Registration Number
AI0046
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Mar 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CMB WING LUNG BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Mar 2021 - 04 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Nov 2018 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
19 Nov 2018 - 02 Sep 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LONG, LYDIA SOONG LENG
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI0046
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0046
CMB WING LUNG BANK LIMITED
Type 1: dealing in securities
20 Mar 2021 - 04 Feb 2022
No
AI0046
CMB WING LUNG BANK LIMITED
Type 4: advising on securities
20 Mar 2021 - 04 Feb 2022
No
AI0046
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 1: dealing in securities
19 Nov 2018 - 02 Sep 2019
No
AI0046
SHANGHAI PUDONG DEVELOPMENT BANK CO., LTD.
Type 4: advising on securities
19 Nov 2018 - 02 Sep 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
