Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
STEVEN, TIMOTHY JOHN
Chinese Name of Relevant Individual
HKMA Registration Number
AI0047
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Jun 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
02 Jun 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
02 Jun 2026 - 05 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
18 May 2026 - 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
18 May 2026 - 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
18 May 2026 - 19 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Feb 2026 - 26 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
24 Feb 2026 - 26 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
24 Feb 2026 - 26 Feb 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2025 - 02 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2025 - 02 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
01 Sep 2025 - 02 Sep 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jun 2025 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jun 2025 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
ROYAL BANK OF CANADA
Regulated Activity
Type 6: advising on corporate finance
Effective Period
30 Jun 2025 - 02 Jul 2025
Is an Executive Officer? (Yes / No)
No
Records: 1-15 of 23
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
STEVEN, TIMOTHY JOHN
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI0047
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
02 Jun 2026 - 05 Jun 2026
No
AI0047
ROYAL BANK OF CANADA
Type 4: advising on securities
02 Jun 2026 - 05 Jun 2026
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
02 Jun 2026 - 05 Jun 2026
No
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
18 May 2026 - 19 May 2026
No
AI0047
ROYAL BANK OF CANADA
Type 4: advising on securities
18 May 2026 - 19 May 2026
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
18 May 2026 - 19 May 2026
No
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
24 Feb 2026 - 26 Feb 2026
No
AI0047
ROYAL BANK OF CANADA
Type 4: advising on securities
24 Feb 2026 - 26 Feb 2026
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
24 Feb 2026 - 26 Feb 2026
No
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
01 Sep 2025 - 02 Sep 2025
No
AI0047
ROYAL BANK OF CANADA
Type 4: advising on securities
01 Sep 2025 - 02 Sep 2025
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
01 Sep 2025 - 02 Sep 2025
No
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
30 Jun 2025 - 02 Jul 2025
No
AI0047
ROYAL BANK OF CANADA
Type 4: advising on securities
30 Jun 2025 - 02 Jul 2025
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
30 Jun 2025 - 02 Jul 2025
No
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
09 Sep 2024 - 10 Sep 2024
No
AI0047
ROYAL BANK OF CANADA
Type 4: advising on securities
09 Sep 2024 - 10 Sep 2024
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
09 Sep 2024 - 10 Sep 2024
No
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
31 May 2019
No
AI0047
ROYAL BANK OF CANADA
Type 4: advising on securities
31 May 2019
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
31 May 2019
No
AI0047
ROYAL BANK OF CANADA
Type 1: dealing in securities
19 Nov 2018 - 20 Nov 2018
No
AI0047
ROYAL BANK OF CANADA
Type 6: advising on corporate finance
19 Nov 2018 - 20 Nov 2018
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.