Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHIU, LOK YI
Chinese Name of Relevant Individual
趙樂怡
HKMA Registration Number
AI0075
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Sep 2019 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
01 Sep 2019 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Nov 2018 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Nov 2018 - 30 Jun 2024
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHIU, LOK YI
:
Chinese Name of Relevant Individual
趙樂怡
:
HKMA Registration Number
AI0075
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0075
CITIBANK, N.A.
Type 1: dealing in securities
01 Sep 2019 - 30 Jun 2024
No
AI0075
CITIBANK, N.A.
Type 4: advising on securities
01 Sep 2019 - 30 Jun 2024
No
AI0075
CITIBANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Nov 2018 - 30 Jun 2024
No
AI0075
CITIBANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Nov 2018 - 30 Jun 2024
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.