Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHU, YURUI
Chinese Name of Relevant Individual
朱宇睿
HKMA Registration Number
AI0082
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
28 May 2025 - 30 May 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
15 Oct 2024 - 18 Oct 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2024 - 10 May 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
24 Oct 2023 - 25 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
09 May 2023 - 12 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
TORONTO-DOMINION BANK
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2022 - 09 Dec 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SOCIETE GENERALE
Regulated Activity
Type 1: dealing in securities
Effective Period
21 Nov 2018 - 21 May 2021
Is an Executive Officer? (Yes / No)
No
Records: 1-7 of 7
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHU, YURUI
:
Chinese Name of Relevant Individual
朱宇睿
:
HKMA Registration Number
AI0082
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0082
TORONTO-DOMINION BANK
Type 1: dealing in securities
28 May 2025 - 30 May 2025
No
AI0082
TORONTO-DOMINION BANK
Type 1: dealing in securities
15 Oct 2024 - 18 Oct 2024
No
AI0082
TORONTO-DOMINION BANK
Type 1: dealing in securities
09 May 2024 - 10 May 2024
No
AI0082
TORONTO-DOMINION BANK
Type 1: dealing in securities
24 Oct 2023 - 25 Oct 2023
No
AI0082
TORONTO-DOMINION BANK
Type 1: dealing in securities
09 May 2023 - 12 May 2023
No
AI0082
TORONTO-DOMINION BANK
Type 1: dealing in securities
21 Nov 2022 - 09 Dec 2022
No
AI0082
SOCIETE GENERALE
Type 1: dealing in securities
21 Nov 2018 - 21 May 2021
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.