Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
YUEN, MAN SING
Chinese Name of Relevant Individual
阮文聲
HKMA Registration Number
AI0091
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
25 Jul 2024 - 25 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
25 Jul 2024 - 25 May 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
27 Feb 2024 - 29 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
27 Feb 2024 - 29 Jun 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Jan 2023 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Jan 2023 - 17 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 May 2022 - 29 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 May 2022 - 29 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Nov 2018 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Nov 2018 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
22 Nov 2018 - 28 Feb 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
YUEN, MAN SING
:
Chinese Name of Relevant Individual
阮文聲
:
HKMA Registration Number
AI0091
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0091
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
25 Jul 2024 - 25 May 2026
No
AI0091
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
25 Jul 2024 - 25 May 2026
No
AI0091
HANG SENG BANK, LIMITED
Type 1: dealing in securities
27 Feb 2024 - 29 Jun 2024
No
AI0091
HANG SENG BANK, LIMITED
Type 4: advising on securities
27 Feb 2024 - 29 Jun 2024
No
AI0091
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
06 Jan 2023 - 17 Jan 2024
No
AI0091
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
06 Jan 2023 - 17 Jan 2024
No
AI0091
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 1: dealing in securities
12 May 2022 - 29 Aug 2022
No
AI0091
CHINA CONSTRUCTION BANK (ASIA) CORPORATION LIMITED
Type 4: advising on securities
12 May 2022 - 29 Aug 2022
No
AI0091
HANG SENG BANK, LIMITED
Type 1: dealing in securities
22 Nov 2018 - 28 Feb 2022
No
AI0091
HANG SENG BANK, LIMITED
Type 4: advising on securities
22 Nov 2018 - 28 Feb 2022
No
AI0091
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
22 Nov 2018 - 28 Feb 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.