Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
YAU, SIU PO
Chinese Name of Relevant Individual

丘少波
HKMA Registration Number
AI0093
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
04 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
04 May 2022
Is an Executive Officer? (Yes / No)
No
Capacity
TREASURY SERVICES
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
YAU, SIU PO
:
Chinese Name of Relevant Individual
丘少波
:
HKMA Registration Number
AI0093
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
04 May 2022
No
TREASURY SERVICES
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
04 May 2022
No
TREASURY SERVICES