Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LIAU, TSIN JINN
Chinese Name of Relevant Individual

廖興進
HKMA Registration Number
AI0236
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
23 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Registered Institution
MUFG BANK, LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
23 Jun 2022
Is an Executive Officer? (Yes / No)
No
Capacity
VICE PRESIDENT
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LIAU, TSIN JINN
:
Chinese Name of Relevant Individual
廖興進
:
HKMA Registration Number
AI0236
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
MUFG BANK, LTD.
Type 1: dealing in securities
23 Jun 2022
No
VICE PRESIDENT
MUFG BANK, LTD.
Type 4: advising on securities
23 Jun 2022
No
VICE PRESIDENT