Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAI, HO TIN
Chinese Name of Relevant Individual
蔡河田
HKMA Registration Number
AI0239
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
18 Jul 2019 - 03 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
07 Dec 2018 - 03 Nov 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
07 Dec 2018 - 03 Nov 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-3 of 3
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAI, HO TIN
:
Chinese Name of Relevant Individual
蔡河田
:
HKMA Registration Number
AI0239
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0239
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
18 Jul 2019 - 03 Nov 2019
No
AI0239
HANG SENG BANK, LIMITED
Type 1: dealing in securities
07 Dec 2018 - 03 Nov 2019
No
AI0239
HANG SENG BANK, LIMITED
Type 4: advising on securities
07 Dec 2018 - 03 Nov 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.