Register of Securities Staff of AIs

Last updated on 18/06/2026
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Name of Relevant Individual
LAW, IRIS
Chinese Name of Relevant Individual

HKMA Registration Number
AI0254
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Registered Institution
CA INDOSUEZ (SWITZERLAND) SA
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Dec 2018
Is an Executive Officer? (Yes / No)
No
Capacity
DEALER
Remarks
Business Address
Conditions
Registration History
Public Disciplinary Actions
:
Name of Relevant Individual
LAW, IRIS
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI0254
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CA INDOSUEZ (SWITZERLAND) SA
Type 1: dealing in securities
08 Dec 2018
No
DEALER
CA INDOSUEZ (SWITZERLAND) SA
Type 4: advising on securities
08 Dec 2018
No
DEALER