Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, KA WAI
Chinese Name of Relevant Individual
陳家威
HKMA Registration Number
AI0259
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2018 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2018 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Dec 2018 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
12 Dec 2018 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Dec 2018 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Dec 2018 - 31 Jul 2023
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, KA WAI
:
Chinese Name of Relevant Individual
陳家威
:
HKMA Registration Number
AI0259
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0259
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
14 Dec 2018 - 31 Jul 2023
No
AI0259
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
14 Dec 2018 - 31 Jul 2023
No
AI0259
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
12 Dec 2018 - 31 Jul 2023
No
AI0259
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
12 Dec 2018 - 31 Jul 2023
No
AI0259
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
08 Dec 2018 - 31 Jul 2023
No
AI0259
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
08 Dec 2018 - 31 Jul 2023
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.