Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHEN, YANTING
Chinese Name of Relevant Individual
陳燕婷
HKMA Registration Number
AI0262
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
First date of engagement
08 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
OFFICER
Remarks
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
First date of engagement
08 Aug 2025
Is an Executive Officer? (Yes / No)
No
Capacity
OFFICER
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHINA MERCHANTS BANK CO., LTD.
SFC CE number
AHN815
Business Address
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHINA MERCHANTS BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
Since 08 Aug 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
12 Jun 2020 - 13 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
INDUSTRIAL BANK CO., LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
12 Jun 2020 - 13 Aug 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 1: dealing in securities
Effective Period
10 Dec 2018 - 25 Mar 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
E.SUN COMMERCIAL BANK, LTD.
Regulated Activity
Type 4: advising on securities
Effective Period
10 Dec 2018 - 25 Mar 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHEN, YANTING
:
Chinese Name of Relevant Individual
陳燕婷
:
HKMA Registration Number
AI0262
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
08 Aug 2025
No
OFFICER
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
08 Aug 2025
No
OFFICER
Name of Registered Institution
SFC CE number
Business Address
CHINA MERCHANTS BANK CO., LTD.
AHN815
27-28/F, 30-31/F, THREE EXCHANGE SQUARE, 8 CONNAUGHT PLACE, CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0262
CHINA MERCHANTS BANK CO., LTD.
Type 1: dealing in securities
Since 08 Aug 2025
No
AI0262
CHINA MERCHANTS BANK CO., LTD.
Type 4: advising on securities
Since 08 Aug 2025
No
AI0262
INDUSTRIAL BANK CO., LTD.
Type 1: dealing in securities
12 Jun 2020 - 13 Aug 2022
No
AI0262
INDUSTRIAL BANK CO., LTD.
Type 4: advising on securities
12 Jun 2020 - 13 Aug 2022
No
AI0262
E.SUN COMMERCIAL BANK, LTD.
Type 1: dealing in securities
10 Dec 2018 - 25 Mar 2020
No
AI0262
E.SUN COMMERCIAL BANK, LTD.
Type 4: advising on securities
10 Dec 2018 - 25 Mar 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.