Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, LOK HIN ARNO
Chinese Name of Relevant Individual
何樂軒
HKMA Registration Number
AI0268
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
18 Mar 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
18 Mar 2022 - 03 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
13 Sep 2021 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
13 Sep 2021 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
13 Sep 2021 - 06 Feb 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2020 - 20 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2020 - 20 Aug 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2018 - 01 May 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2018 - 01 May 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-9 of 9
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, LOK HIN ARNO
:
Chinese Name of Relevant Individual
何樂軒
:
HKMA Registration Number
AI0268
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0268
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
18 Mar 2022 - 03 May 2023
No
AI0268
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
18 Mar 2022 - 03 May 2023
No
AI0268
HANG SENG BANK, LIMITED
Type 1: dealing in securities
13 Sep 2021 - 06 Feb 2022
No
AI0268
HANG SENG BANK, LIMITED
Type 4: advising on securities
13 Sep 2021 - 06 Feb 2022
No
AI0268
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
13 Sep 2021 - 06 Feb 2022
No
AI0268
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
20 Jun 2020 - 20 Aug 2021
No
AI0268
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
20 Jun 2020 - 20 Aug 2021
No
AI0268
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
11 Dec 2018 - 01 May 2020
No
AI0268
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
11 Dec 2018 - 01 May 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.