Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHI, KWOK LEUNG
Chinese Name of Relevant Individual
池國良
HKMA Registration Number
AI0273
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Apr 2019 - 13 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHIYU BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Apr 2019 - 13 Nov 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
11 Dec 2018 - 06 Mar 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
11 Dec 2018 - 06 Mar 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHI, KWOK LEUNG
:
Chinese Name of Relevant Individual
池國良
:
HKMA Registration Number
AI0273
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0273
CHIYU BANKING CORPORATION LIMITED
Type 1: dealing in securities
17 Apr 2019 - 13 Nov 2020
No
AI0273
CHIYU BANKING CORPORATION LIMITED
Type 4: advising on securities
17 Apr 2019 - 13 Nov 2020
No
AI0273
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
11 Dec 2018 - 06 Mar 2019
No
AI0273
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
11 Dec 2018 - 06 Mar 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.