Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
ZHU, LEI
Chinese Name of Relevant Individual
朱蕾
HKMA Registration Number
AI0306
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
05 Aug 2020 - 15 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
05 Aug 2020 - 15 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
05 Aug 2020 - 15 Nov 2022
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Dec 2018 - 04 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 4: advising on securities
Effective Period
14 Dec 2018 - 04 Aug 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CREDIT SUISSE AG
Regulated Activity
Type 9: asset management
Effective Period
14 Dec 2018 - 04 Aug 2020
Is an Executive Officer? (Yes / No)
No
Records: 1-6 of 6
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
ZHU, LEI
:
Chinese Name of Relevant Individual
朱蕾
:
HKMA Registration Number
AI0306
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0306
CREDIT SUISSE AG
Type 1: dealing in securities
05 Aug 2020 - 15 Nov 2022
Yes
AI0306
CREDIT SUISSE AG
Type 4: advising on securities
05 Aug 2020 - 15 Nov 2022
Yes
AI0306
CREDIT SUISSE AG
Type 9: asset management
05 Aug 2020 - 15 Nov 2022
Yes
AI0306
CREDIT SUISSE AG
Type 1: dealing in securities
14 Dec 2018 - 04 Aug 2020
No
AI0306
CREDIT SUISSE AG
Type 4: advising on securities
14 Dec 2018 - 04 Aug 2020
No
AI0306
CREDIT SUISSE AG
Type 9: asset management
14 Dec 2018 - 04 Aug 2020
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.