Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TONG, YAT CHUN
Chinese Name of Relevant Individual
唐馹駿
HKMA Registration Number
AI0335
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2025 - 10 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2025 - 10 Jun 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Jul 2024 - 02 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
30 Jul 2024 - 02 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
30 Jul 2024 - 02 Nov 2025
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2022 - 18 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITIBANK, N.A.
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2022 - 18 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
17 Mar 2022 - 18 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CITICORP INTERNATIONAL LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
17 Mar 2022 - 18 Jan 2024
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Dec 2018 - 11 Mar 2022
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DBS BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Dec 2018 - 11 Mar 2022
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TONG, YAT CHUN
:
Chinese Name of Relevant Individual
唐馹駿
:
HKMA Registration Number
AI0335
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0335
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
06 Dec 2025 - 10 Jun 2026
No
AI0335
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
06 Dec 2025 - 10 Jun 2026
No
AI0335
HANG SENG BANK, LIMITED
Type 1: dealing in securities
30 Jul 2024 - 02 Nov 2025
No
AI0335
HANG SENG BANK, LIMITED
Type 4: advising on securities
30 Jul 2024 - 02 Nov 2025
No
AI0335
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
30 Jul 2024 - 02 Nov 2025
No
AI0335
CITIBANK, N.A.
Type 1: dealing in securities
17 Mar 2022 - 18 Jan 2024
No
AI0335
CITIBANK, N.A.
Type 4: advising on securities
17 Mar 2022 - 18 Jan 2024
No
AI0335
CITICORP INTERNATIONAL LIMITED
Type 1: dealing in securities
17 Mar 2022 - 18 Jan 2024
No
AI0335
CITICORP INTERNATIONAL LIMITED
Type 4: advising on securities
17 Mar 2022 - 18 Jan 2024
No
AI0335
DBS BANK (HONG KONG) LIMITED
Type 1: dealing in securities
20 Dec 2018 - 11 Mar 2022
No
AI0335
DBS BANK (HONG KONG) LIMITED
Type 4: advising on securities
20 Dec 2018 - 11 Mar 2022
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
