Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
HO, SZE HAM ROLAND
Chinese Name of Relevant Individual
何思汉
HKMA Registration Number
AI0373
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
22 Oct 2019 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
22 Oct 2019 - 31 Dec 2021
Is an Executive Officer? (Yes / No)
Yes
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2019 - 21 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2019 - 21 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
HO, SZE HAM ROLAND
:
Chinese Name of Relevant Individual
何思汉
:
HKMA Registration Number
AI0373
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0373
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
22 Oct 2019 - 31 Dec 2021
Yes
AI0373
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
22 Oct 2019 - 31 Dec 2021
Yes
AI0373
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 1: dealing in securities
01 Jan 2019 - 21 Oct 2019
No
AI0373
OVERSEA-CHINESE BANKING CORPORATION LIMITED
Type 4: advising on securities
01 Jan 2019 - 21 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.