Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
CHAN, YUK KWAN
Chinese Name of Relevant Individual
陳毓筠
HKMA Registration Number
AI0394
Current Registration
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
First date of engagement
21 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Remarks
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
First date of engagement
21 Oct 2023
Is an Executive Officer? (Yes / No)
No
Capacity
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Remarks
Business Address
Name of Registered Institution
SFC CE number
Business Address
Name of Registered Institution
CHONG HING BANK LIMITED
SFC CE number
AAA621
Business Address
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
Since 21 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
CHONG HING BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
Since 21 Oct 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
23 Dec 2021 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
23 Dec 2021 - 20 Aug 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Jan 2021 - 17 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
28 Jan 2021 - 17 Oct 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
01 Jan 2019 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
01 Jan 2019 - 09 Jun 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
CHAN, YUK KWAN
:
Chinese Name of Relevant Individual
陳毓筠
:
HKMA Registration Number
AI0394
Registered Institution
Regulated Activity
First date of engagement
Is an Executive Officer? (Yes / No)
Capacity
Remarks
CHONG HING BANK LIMITED
Type 1: dealing in securities
21 Oct 2023
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
CHONG HING BANK LIMITED
Type 4: advising on securities
21 Oct 2023
No
ASSISTANT VICE PRESIDENT, SENIOR RELATIONSHIP MANAGER II
Name of Registered Institution
SFC CE number
Business Address
CHONG HING BANK LIMITED
AAA621
GROUND FLOOR, CHONG HING BANK CENTRE, 24 DES VOEUX ROAD CENTRAL, HONG KONG.
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0394
CHONG HING BANK LIMITED
Type 1: dealing in securities
Since 21 Oct 2023
No
AI0394
CHONG HING BANK LIMITED
Type 4: advising on securities
Since 21 Oct 2023
No
AI0394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 1: dealing in securities
23 Dec 2021 - 20 Aug 2023
No
AI0394
STANDARD CHARTERED BANK (HONG KONG) LIMITED
Type 4: advising on securities
23 Dec 2021 - 20 Aug 2023
No
AI0394
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
28 Jan 2021 - 17 Oct 2021
No
AI0394
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
28 Jan 2021 - 17 Oct 2021
No
AI0394
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 1: dealing in securities
01 Jan 2019 - 09 Jun 2019
No
AI0394
HONGKONG AND SHANGHAI BANKING CORPORATION LIMITED (THE)
Type 4: advising on securities
01 Jan 2019 - 09 Jun 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.