Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LEE, KWAN KIAT JAROD
Chinese Name of Relevant Individual
HKMA Registration Number
AI0430
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Jan 2020 - 17 Jan 2020
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
02 Aug 2019 - 08 Aug 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
30 Apr 2019 - 03 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DEUTSCHE BANK AKTIENGESELLSCHAFT
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jan 2019 - 13 Jan 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-4 of 4
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LEE, KWAN KIAT JAROD
:
Chinese Name of Relevant Individual
:
HKMA Registration Number
AI0430
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0430
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
14 Jan 2020 - 17 Jan 2020
No
AI0430
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
02 Aug 2019 - 08 Aug 2019
No
AI0430
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
30 Apr 2019 - 03 May 2019
No
AI0430
DEUTSCHE BANK AKTIENGESELLSCHAFT
Type 1: dealing in securities
04 Jan 2019 - 13 Jan 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.