Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
LAI, YIU TING
Chinese Name of Relevant Individual
黎曜廷
HKMA Registration Number
AI0457
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
04 Jun 2024 - 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
04 Jun 2024 - 29 Apr 2026
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
14 Mar 2023 - 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
14 Mar 2023 - 18 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
19 Jun 2019 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
19 Jun 2019 - 27 Jan 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2019 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
NANYANG COMMERCIAL BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2019 - 22 May 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-8 of 8
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
LAI, YIU TING
:
Chinese Name of Relevant Individual
黎曜廷
:
HKMA Registration Number
AI0457
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0457
DAH SING BANK, LIMITED
Type 1: dealing in securities
04 Jun 2024 - 29 Apr 2026
No
AI0457
DAH SING BANK, LIMITED
Type 4: advising on securities
04 Jun 2024 - 29 Apr 2026
No
AI0457
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
14 Mar 2023 - 18 May 2023
No
AI0457
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
14 Mar 2023 - 18 May 2023
No
AI0457
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
19 Jun 2019 - 27 Jan 2023
No
AI0457
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
19 Jun 2019 - 27 Jan 2023
No
AI0457
NANYANG COMMERCIAL BANK, LIMITED
Type 1: dealing in securities
08 Jan 2019 - 22 May 2019
No
AI0457
NANYANG COMMERCIAL BANK, LIMITED
Type 4: advising on securities
08 Jan 2019 - 22 May 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.