Register of Securities Staff of AIs
Last updated on 18/06/2026
Name of Relevant Individual
TANG, WAN MAN
Chinese Name of Relevant Individual
鄧允文
HKMA Registration Number
AI0468
Current Registration
Not Applicable
Business Address
Not Applicable
Conditions
Not Applicable
Registration History
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
06 Dec 2023 - 13 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
SHANGHAI COMMERCIAL BANK LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
06 Dec 2023 - 13 Dec 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
20 Jun 2023 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
20 Jun 2023 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
HANG SENG BANK, LIMITED
Regulated Activity
Type 7: providing automated trading services
Effective Period
20 Jun 2023 - 12 Nov 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
29 May 2021 - 24 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF CHINA (HONG KONG) LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
29 May 2021 - 24 May 2023
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 1: dealing in securities
Effective Period
28 Nov 2019 - 10 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
BANK OF EAST ASIA, LIMITED (THE)
Regulated Activity
Type 4: advising on securities
Effective Period
28 Nov 2019 - 10 Feb 2021
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 1: dealing in securities
Effective Period
08 Jan 2019 - 17 Oct 2019
Is an Executive Officer? (Yes / No)
No
HKMA Registration Number
A
Registered Institution
DAH SING BANK, LIMITED
Regulated Activity
Type 4: advising on securities
Effective Period
08 Jan 2019 - 17 Oct 2019
Is an Executive Officer? (Yes / No)
No
Records: 1-11 of 11
Public Disciplinary Actions
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.
:
Name of Relevant Individual
TANG, WAN MAN
:
Chinese Name of Relevant Individual
鄧允文
:
HKMA Registration Number
AI0468
Not Applicable
Not Applicable
Not Applicable
HKMA Registration Number
Registered Institution
Regulated Activity
Effective Period
Is an Executive Officer? (Yes / No)
AI0468
SHANGHAI COMMERCIAL BANK LIMITED
Type 1: dealing in securities
06 Dec 2023 - 13 Dec 2023
No
AI0468
SHANGHAI COMMERCIAL BANK LIMITED
Type 4: advising on securities
06 Dec 2023 - 13 Dec 2023
No
AI0468
HANG SENG BANK, LIMITED
Type 1: dealing in securities
20 Jun 2023 - 12 Nov 2023
No
AI0468
HANG SENG BANK, LIMITED
Type 4: advising on securities
20 Jun 2023 - 12 Nov 2023
No
AI0468
HANG SENG BANK, LIMITED
Type 7: providing automated trading services
20 Jun 2023 - 12 Nov 2023
No
AI0468
BANK OF CHINA (HONG KONG) LIMITED
Type 1: dealing in securities
29 May 2021 - 24 May 2023
No
AI0468
BANK OF CHINA (HONG KONG) LIMITED
Type 4: advising on securities
29 May 2021 - 24 May 2023
No
AI0468
BANK OF EAST ASIA, LIMITED (THE)
Type 1: dealing in securities
28 Nov 2019 - 10 Feb 2021
No
AI0468
BANK OF EAST ASIA, LIMITED (THE)
Type 4: advising on securities
28 Nov 2019 - 10 Feb 2021
No
AI0468
DAH SING BANK, LIMITED
Type 1: dealing in securities
08 Jan 2019 - 17 Oct 2019
No
AI0468
DAH SING BANK, LIMITED
Type 4: advising on securities
08 Jan 2019 - 17 Oct 2019
No
Records of public disciplinary actions taken against the relevant individual by the SFC
Not Applicable
Records of public disciplinary actions taken against the relevant individual by the HKMA
Not Applicable
Public disciplinary actions (if any) that took effect over five years ago are not shown.